Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norma Manlapaz Cunanan | 2986369 | 4 | 05/28/2004 | Customer Dispute | Settled | $343,000.00 | $0.00 | See FINRA Report |
| Robert Olindo Olivieri | 2410466 | 3 | 04/28/2004 | Customer Dispute | Settled | $5,473.03 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 04/19/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Lisa-Ann Tomiko Nouchi | 2367719 | 3 | 04/12/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Franklin Fernandez | 2210507 | 1 | 03/25/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jeffry Jess Johnson | 1577835 | 2 | 03/05/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ford Gray Keeler | 1696709 | 1 | 08/15/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 08/08/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gray von Adelung | 1719033 | 1 | 07/20/2003 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Robert Olindo Olivieri | 2410466 | 3 | 05/12/2003 | Customer Dispute | Denied | $47,862.60 | $0.00 | See FINRA Report |