Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Charles Roth | 842763 | 9 | 06/15/2005 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 05/25/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Mary Terese Daniel | 4539009 | 2 | 05/18/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 04/15/2005 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Timothy Podell | 2691011 | 4 | 04/06/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Brian Conners | 1204160 | 3 | 02/23/2005 | Customer Dispute | Settled | $720,000.00 | $0.00 | See FINRA Report |
| Russell Wayne Ketron | 268772 | 4 | 02/23/2005 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Michael Phillip Gorak | 4571631 | 1 | 08/05/2004 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 08/05/2004 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Andrew Gene Duchan | 2537673 | 3 | 06/15/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |