Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Charles Roth | 842763 | 9 | 06/13/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 03/06/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Good | 225021 | 5 | 02/17/2006 | Customer Dispute | Settled | $306,295.00 | $0.00 | See FINRA Report |
| Christopher Todd Irvin | 1817918 | 1 | 01/31/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| David Irving Anson | 2919289 | 2 | 01/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 01/06/2006 | Customer Dispute | Denied | $7,734.70 | $0.00 | See FINRA Report |
| David Irving Anson | 2919289 | 2 | 12/29/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vedran Joseph Nazor | 1001006 | 3 | 12/21/2005 | Customer Dispute | Award / Judgment | $25,000.00 | $4,000.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 08/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Glenn Larkin | 2021885 | 4 | 07/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |