Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Podell | 2691011 | 4 | 04/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hagop Jack Nalbandian | 2921246 | 8 | 03/05/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lisa-Ann Tomiko Nouchi | 2367719 | 3 | 12/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 12/04/2006 | Customer Dispute | Settled | $168,095.00 | $0.00 | See FINRA Report |
| George Chris Sinanis | 4134658 | 1 | 11/15/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Grace Greer St. Clair | 2675255 | 2 | 10/16/2006 | Customer Dispute | Award / Judgment | $5,800,000.00 | $477,867.00 | See FINRA Report |
| William Donald Schuler | 1547838 | 1 | 09/22/2006 | Customer Dispute | Settled | $252,272.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 08/09/2006 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Flavia Dolores Lo Coco | 4845948 | 3 | 08/07/2006 | Customer Dispute | Closed-No Action | $2,547.00 | $0.00 | See FINRA Report |
| Timothy Podell | 2691011 | 4 | 07/07/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |