Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vartan Simon Telian | 1918900 | 1 | 04/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norma Manlapaz Cunanan | 2986369 | 4 | 04/14/2008 | Customer Dispute | Closed-No Action | $14,346.40 | $0.00 | See FINRA Report |
| Arthur Brian Chalekian | 2894882 | 3 | 03/18/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Paul Cutrone | 1250374 | 1 | 03/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Brian Chalekian | 2894882 | 3 | 03/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry M Moy | 1295255 | 4 | 10/15/2007 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 09/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hagop Jack Nalbandian | 2921246 | 8 | 07/30/2007 | Customer Dispute | Settled | $99,960.00 | $0.00 | See FINRA Report |
| Gino Nick Chiappetta | 2105561 | 3 | 07/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Linda Jane Oleson | 1789629 | 4 | 05/07/2007 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |