Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Brock Whitson | 3178318 | 7 | 10/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 10/08/2008 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Arthur Brian Chalekian | 2894882 | 3 | 10/08/2008 | Customer Dispute | Withdrawn | $18,565.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 08/25/2008 | Customer Dispute | Settled | $4,145,300.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/29/2008 | Customer Dispute | Settled | $225,500.00 | $0.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 05/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fariba Zehtabian Madison | 1178259 | 5 | 05/19/2008 | Customer Dispute | Denied | $38,263.30 | $0.00 | See FINRA Report |
| Flavia Dolores Lo Coco | 4845948 | 3 | 04/16/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |