Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar Augusto Garcia | 4389804 | 2 | 05/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 02/11/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 12/08/2009 | Customer Dispute | Settled | $733,000.00 | $0.00 | See FINRA Report |
| Mark Curtis Walter | 1884999 | 1 | 11/23/2009 | Customer Dispute | Denied | $9,444.32 | $0.00 | See FINRA Report |
| James Edward Biddle | 21083 | 1 | 08/20/2009 | Customer Dispute | Award / Judgment | $200,000.00 | $35,043.00 | See FINRA Report |
| Daniel Welburn Crane | 1283381 | 2 | 08/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/31/2009 | Customer Dispute | Award / Judgment | $319,000.00 | $127,106.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/28/2009 | Customer Dispute | Settled | $360,230.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 06/25/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 04/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |