Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele McAdoo Fane | 858728 | 2 | 10/31/2022 | Customer Dispute | Pending | $2,453,940.00 | $0.00 | See FINRA Report |
| Antoine Samir Abi Nader | 4700969 | 1 | 10/22/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Shannon Marie Powers | 2367198 | 2 | 10/21/2022 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| David Gary Simon | 1064191 | 2 | 10/03/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| David Gary Simon | 1064191 | 2 | 10/03/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Andy Ravi Gitipityapon | 4092978 | 3 | 09/28/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 5 | 09/28/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Helen Hsi-Shan Lin | 4556198 | 1 | 09/19/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Oswaldo Horacio Ramos | 2572345 | 1 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heath Gary Goldstein | 2147679 | 12 | 08/15/2022 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |