Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vincent Sessa | 1026924 | 5 | 03/07/2011 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Albert Vincent Pette | 1423862 | 2 | 12/27/2010 | Customer Dispute | Settled | $122,881.00 | $0.00 | See FINRA Report |
| Gino Nick Chiappetta | 2105561 | 3 | 12/07/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lyndon Alphonso Grey | 1789083 | 4 | 12/06/2010 | Customer Dispute | Settled | $504,617.00 | $0.00 | See FINRA Report |
| Kenneth David Eversfield | 4176227 | 2 | 12/03/2010 | Customer Dispute | Award / Judgment | $51,807.40 | $35,513.00 | See FINRA Report |
| Parviz Paul Pourfarid | 2112613 | 3 | 11/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Charles Roth | 842763 | 9 | 09/20/2010 | Customer Dispute | Denied | $22,167.00 | $0.00 | See FINRA Report |
| Anthony Richard Stella | 435090 | 2 | 07/23/2010 | Customer Dispute | Settled | $128,198.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 06/18/2010 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Warren | 3163076 | 1 | 06/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |