Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard Robert Betts | 1260638 | 1 | 07/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Travis Jay Henry | 3142890 | 1 | 06/19/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Nazeeh I Aranki | 5433745 | 2 | 04/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Mark Hazard | 2202741 | 1 | 12/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paula Dorothy Hazard | 2800551 | 1 | 12/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lyndon Alphonso Grey | 1789083 | 4 | 09/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 09/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Gordon Johnson | 721657 | 15 | 08/30/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 07/21/2011 | Customer Dispute | Settled | $332,850.00 | $0.00 | See FINRA Report |