Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clifford Newton Gamble | 2539401 | 15 | 10/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lorraine Dipaolo | 68468 | 1 | 08/01/2014 | Customer Dispute | Award / Judgment | $118,575.00 | $96,250.60 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 06/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 06/23/2014 | Customer Dispute | Closed-No Action | $6,825.00 | $0.00 | See FINRA Report |
| Annette Vigil | 2097289 | 4 | 06/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Vincent Sessa | 1026924 | 5 | 05/08/2014 | Customer Dispute | Award / Judgment | $0.00 | $165,000.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 02/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick McGrath | 1251254 | 11 | 01/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Daniel Silvestre | 3171573 | 3 | 12/16/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Timothy Jay Gandy | 2529848 | 1 | 12/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |