Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick McGrath | 1251254 | 11 | 06/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean M McGrath | 4585694 | 1 | 05/29/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Flavia Dolores Lo Coco | 4845948 | 3 | 05/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 04/20/2017 | Customer Dispute | Denied | $7,915.95 | $0.00 | See FINRA Report |
| Steven R Graham | 1977736 | 3 | 01/18/2017 | Customer Dispute | Denied | $5,440.00 | $0.00 | See FINRA Report |
| John Felix Bodovitz | 1197656 | 1 | 12/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 12/14/2016 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 10/27/2016 | Customer Dispute | Denied | $29,638.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 08/25/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Mark Katz | 3055019 | 4 | 08/05/2016 | Customer Dispute | Denied | $27,200.00 | $0.00 | See FINRA Report |