Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Gordon Johnson | 721657 | 15 | 08/30/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 07/21/2011 | Customer Dispute | Settled | $332,850.00 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 03/07/2011 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Albert Vincent Pette | 1423862 | 2 | 12/27/2010 | Customer Dispute | Settled | $122,881.00 | $0.00 | See FINRA Report |
| Gino Nick Chiappetta | 2105561 | 3 | 12/07/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lyndon Alphonso Grey | 1789083 | 4 | 12/06/2010 | Customer Dispute | Settled | $504,617.00 | $0.00 | See FINRA Report |
| Anthony Richard Stella | 435090 | 2 | 07/23/2010 | Customer Dispute | Settled | $128,198.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 02/11/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 12/08/2009 | Customer Dispute | Settled | $733,000.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/28/2009 | Customer Dispute | Settled | $360,230.00 | $0.00 | See FINRA Report |