Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John McBride | 3124160 | 5 | 01/19/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Russell Wayne Ketron | 268772 | 4 | 06/11/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Garcia | 4389804 | 2 | 06/08/2015 | Customer Dispute | Settled | $203,239.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 06/05/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Kazuyo Deguchi | 4395244 | 1 | 05/01/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 10/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Harry Schwartz | 4414183 | 2 | 05/06/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 04/01/2013 | Customer Dispute | Settled | $5,840.00 | $0.00 | See FINRA Report |
| Vedran Joseph Nazor | 1001006 | 3 | 10/17/2012 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 08/27/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |