Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Sileo | 2534740 | 1 | 07/08/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lyndon Alphonso Grey | 1789083 | 4 | 07/06/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 08/31/2020 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Jose Orlando Castillo | 5507723 | 2 | 04/09/2020 | Customer Dispute | Settled | $391,901.00 | $0.00 | See FINRA Report |
| Mark Katz | 3055019 | 4 | 02/13/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Eric Daniel Silvestre | 3171573 | 3 | 10/18/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 12/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorey T Bernstein | 1808647 | 2 | 08/16/2017 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 08/25/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Barrick Allyn Smart | 829239 | 4 | 01/19/2016 | Customer Dispute | Settled | $139,790.00 | $0.00 | See FINRA Report |