Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Bogucz | 733890 | 3 | 03/11/1991 | Customer Dispute | Settled | $86,925.00 | $0.00 | See FINRA Report |
| Robert Bennett Johnston | 1161633 | 4 | 09/22/1989 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |