Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gaylord Wesley Rohloff | 1542216 | 10 | 02/25/2002 | Customer Dispute | Settled | $57,719.00 | $0.00 | See FINRA Report |
| Phillip Jay Askot | 859364 | 1 | 02/11/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Richard Allen Hugh | 2542570 | 1 | 11/05/2001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Andrew Gene Duchan | 2537673 | 3 | 01/10/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 09/28/2000 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |
| John Robert Bogucz | 733890 | 3 | 08/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 08/02/2000 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Stephen Christopher Attar | 2024939 | 1 | 02/17/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Linda Jane Oleson | 1789629 | 4 | 07/23/1999 | Customer Dispute | Settled | $29,836.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 09/25/1998 | Customer Dispute | Settled | $10,226.70 | $0.00 | See FINRA Report |