Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hagop Jack Nalbandian | 2921246 | 8 | 07/30/2007 | Customer Dispute | Settled | $99,960.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 03/05/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 12/04/2006 | Customer Dispute | Settled | $168,095.00 | $0.00 | See FINRA Report |
| William Donald Schuler | 1547838 | 1 | 09/22/2006 | Customer Dispute | Settled | $252,272.00 | $0.00 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 02/17/2006 | Customer Dispute | Settled | $306,295.00 | $0.00 | See FINRA Report |
| David Irving Anson | 2919289 | 2 | 01/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 04/15/2005 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Charles Brian Conners | 1204160 | 3 | 02/23/2005 | Customer Dispute | Settled | $720,000.00 | $0.00 | See FINRA Report |
| Norma Manlapaz Cunanan | 2986369 | 4 | 05/28/2004 | Customer Dispute | Settled | $343,000.00 | $0.00 | See FINRA Report |
| Robert Olindo Olivieri | 2410466 | 3 | 04/28/2004 | Customer Dispute | Settled | $5,473.03 | $0.00 | See FINRA Report |