Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Glenn Larkin | 2021885 | 4 | 07/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Terese Daniel | 4539009 | 2 | 05/18/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Jay Shemano | 421322 | 6 | 10/22/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Warren Lamb | 1437554 | 5 | 05/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Randall Dean | 855938 | 3 | 01/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Warren Lamb | 1437554 | 5 | 11/25/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Jay Shemano | 421322 | 6 | 04/08/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vance Ambrose Gustafson | 232308 | 3 | 08/16/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barrick Allyn Smart | 829239 | 4 | 05/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joel Sklar | 2506372 | 1 | 10/25/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |