Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dayanara Rojas | 6009693 | 6 | 03/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dayanara Rojas | 6009693 | 6 | 03/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kerry M Moy | 1295255 | 4 | 12/28/2018 | Customer Dispute | Pending | $14,000,000.00 | $0.00 | See FINRA Report |
| Arthur Robert Fu | 708840 | 1 | 04/29/2003 | Customer Dispute | Pending | $12,419.00 | $0.00 | See FINRA Report |
| Robert Bennett Johnston | 1161633 | 4 | 04/29/2003 | Customer Dispute | Pending | $12,419.00 | $0.00 | See FINRA Report |
| Brett Dennis Curran | 2194953 | 1 | 06/26/2001 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 03/28/2000 | Customer Dispute | Pending | $311,000.00 | $0.00 | See FINRA Report |