Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John B Darmanian | 2899924 | 2 | 01/31/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 01/03/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 5 | 12/27/2023 | Customer Dispute | Pending | $89,500.00 | $0.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 12/22/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David Dean Glienke | 5502866 | 2 | 12/18/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| David Gary Simon | 1064191 | 3 | 07/19/2023 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| Dayanara Rojas | 6009693 | 6 | 09/13/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dayanara Rojas | 6009693 | 6 | 03/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dayanara Rojas | 6009693 | 6 | 03/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dayanara Rojas | 6009693 | 6 | 03/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |