Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darryl C. Wise | 1993940 | 5 | 05/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Adam Schwarz | 1712366 | 6 | 01/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Israel Kully | 3212528 | 3 | 11/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernest Bernard Arnold | 1754119 | 6 | 03/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 6 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Dwight Brandeen | 2894744 | 5 | 09/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernest Bernard Arnold | 1754119 | 6 | 05/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darryl C. Wise | 1993940 | 5 | 04/03/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander John Nweeia | 2377227 | 1 | 01/09/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfred Wayne Slayton | 426278 | 3 | 04/06/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |