Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Paul Holmes | 1851743 | 3 | 05/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Annette Vigil | 2097289 | 4 | 06/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick McGrath | 1251254 | 11 | 02/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Cedric Levye | 5495885 | 2 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James York Bacigalupi | 1344914 | 7 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Dwight Brandeen | 2894744 | 6 | 09/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Alexander John Nweeia | 2377227 | 1 | 01/09/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |