Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Brock Whitson | 3178318 | 7 | 01/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Holmes | 1851743 | 3 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 12/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 11/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 09/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 06/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 11/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick McGrath | 1251254 | 11 | 06/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Eugene Zierdt | 476524 | 2 | 05/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 12/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |