Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ernest Bernard Arnold | 1754119 | 3 | 05/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Russell Wayne Ketron | 268772 | 4 | 10/16/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Russell Wayne Ketron | 268772 | 4 | 10/05/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Eugene Zierdt | 476524 | 2 | 09/06/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |