Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Mark Hazard | 2202741 | 1 | 12/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paula Dorothy Hazard | 2800551 | 1 | 12/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lyndon Alphonso Grey | 1789083 | 4 | 09/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Parviz Paul Pourfarid | 2112613 | 3 | 11/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Warren | 3163076 | 1 | 06/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Cy Waisner | 1280998 | 6 | 05/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Brian Chalekian | 2894882 | 3 | 03/18/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hagop Jack Nalbandian | 2921246 | 8 | 09/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gino Nick Chiappetta | 2105561 | 3 | 07/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |