Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Gordon Johnson | 721657 | 15 | 03/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shomir Mukherjee | 4121898 | 4 | 02/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig Welch | 3060732 | 1 | 01/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick McGrath | 1251254 | 11 | 01/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Jay Gandy | 2529848 | 1 | 12/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norma Manlapaz Cunanan | 2986369 | 4 | 04/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sandi Y Chui | 2612557 | 2 | 03/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 08/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerard Robert Betts | 1260638 | 1 | 07/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nazeeh I Aranki | 5433745 | 2 | 04/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |