Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gilbert Good | 225021 | 5 | 11/23/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Linda Anne Wenker | 1264847 | 4 | 02/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Vincent Sessa | 1026924 | 5 | 01/20/1998 | Customer Dispute | Denied | $2,000.00 | $0.00 | See FINRA Report |
Donald Alan Johnson | 1091451 | 3 | 01/02/1998 | Customer Dispute | Denied | $71,750.00 | $0.00 | See FINRA Report |