Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Norma Manlapaz Cunanan | 2986369 | 4 | 07/11/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
Gaylord Wesley Rohloff | 1542216 | 10 | 05/10/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
Jeffry Jess Johnson | 1577835 | 2 | 04/19/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
William J Ng | 2846585 | 1 | 04/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Linda Jane Oleson | 1789629 | 4 | 12/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Craig Gordon Johnson | 721657 | 15 | 11/21/2001 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
Gilbert Good | 225021 | 5 | 07/05/2001 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Robert Olindo Olivieri | 2410466 | 3 | 12/29/2000 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
Andrew Gene Duchan | 2537673 | 3 | 12/26/2000 | Customer Dispute | Denied | $412,500.00 | $0.00 | See FINRA Report |
David Brock Whitson | 3178318 | 7 | 01/10/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |