Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Todd Irvin | 1817918 | 1 | 01/31/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 01/06/2006 | Customer Dispute | Denied | $7,734.70 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 06/15/2005 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 05/25/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Michael Phillip Gorak | 4571631 | 1 | 08/05/2004 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 08/05/2004 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Andrew Gene Duchan | 2537673 | 3 | 06/15/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 08/08/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Olindo Olivieri | 2410466 | 3 | 05/12/2003 | Customer Dispute | Denied | $47,862.60 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 07/30/2002 | Customer Dispute | Denied | $83,091.50 | $0.00 | See FINRA Report |