Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Allan Huber | 1760163 | 3 | 12/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andy Ravi Gitipityapon | 4092978 | 3 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Alexander Crawford | 1868597 | 2 | 10/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fariba Zehtabian Madison | 1178259 | 5 | 05/19/2008 | Customer Dispute | Denied | $38,263.30 | $0.00 | See FINRA Report |
| Flavia Dolores Lo Coco | 4845948 | 3 | 04/16/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Arthur Brian Chalekian | 2894882 | 3 | 03/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Chris Sinanis | 4134658 | 1 | 11/15/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 08/09/2006 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 06/13/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |