Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Daniel Silvestre | 3171573 | 3 | 12/16/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 08/27/2012 | Customer Dispute | Denied | $53,117.40 | $0.00 | See FINRA Report |
| Travis Jay Henry | 3142890 | 1 | 06/19/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 09/20/2010 | Customer Dispute | Denied | $22,167.00 | $0.00 | See FINRA Report |
| Cesar Augusto Garcia | 4389804 | 2 | 05/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Curtis Walter | 1884999 | 1 | 11/23/2009 | Customer Dispute | Denied | $9,444.32 | $0.00 | See FINRA Report |
| Daniel Welburn Crane | 1283381 | 2 | 08/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 06/25/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Linda Jane Oleson | 1789629 | 4 | 03/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jen Yung Lee | 2029561 | 1 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |