Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John McBride | 3124160 | 5 | 04/20/2017 | Customer Dispute | Denied | $7,915.95 | $0.00 | See FINRA Report |
| Steven R Graham | 1977736 | 3 | 01/18/2017 | Customer Dispute | Denied | $5,440.00 | $0.00 | See FINRA Report |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 12/14/2016 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 10/27/2016 | Customer Dispute | Denied | $29,638.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 08/25/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Mark Katz | 3055019 | 4 | 08/05/2016 | Customer Dispute | Denied | $27,200.00 | $0.00 | See FINRA Report |
| Stephen Joseph Perrone | 703726 | 1 | 06/24/2016 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,758,000.00 | See FINRA Report |
| Barrick Allyn Smart | 829239 | 4 | 01/19/2016 | Customer Dispute | Settled | $139,790.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 01/19/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 01/14/2016 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |