Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Charles Roth | 842763 | 9 | 09/25/1998 | Customer Dispute | Settled | $10,226.70 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 07/09/1998 | Customer Dispute | Settled | $5,270.00 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 01/20/1998 | Customer Dispute | Denied | $2,000.00 | $0.00 | See FINRA Report |
| Donald Alan Johnson | 1091451 | 3 | 01/02/1998 | Customer Dispute | Denied | $71,750.00 | $0.00 | See FINRA Report |
| Dennis John Deyoung | 1499001 | 3 | 12/16/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Amico | 2420410 | 2 | 05/27/1997 | Customer Dispute | Award / Judgment | $1,275.00 | $1,275.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 01/09/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Stella | 435090 | 2 | 07/02/1996 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Scott Amico | 2420410 | 2 | 11/27/1995 | Customer Dispute | Settled | $36,572.50 | $0.00 | See FINRA Report |
| Donald Alan Johnson | 1091451 | 3 | 12/14/1994 | Customer Dispute | Award / Judgment | $1,030,910.00 | $23,931.00 | See FINRA Report |