Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffry Jess Johnson | 1577835 | 2 | 04/19/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| William J Ng | 2846585 | 1 | 04/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Brian Conners | 1204160 | 3 | 04/13/2002 | Customer Dispute | Settled | $157,843.00 | $0.00 | See FINRA Report |
| Frederick Feliciano | 2449455 | 1 | 04/08/2002 | Customer Dispute | Closed-No Action | $182,072.00 | $0.00 | See FINRA Report |
| Douglas Michael Purcell | 2402674 | 1 | 03/19/2002 | Customer Dispute | Settled | $531,132.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 02/25/2002 | Customer Dispute | Settled | $57,719.00 | $0.00 | See FINRA Report |
| Phillip Jay Askot | 859364 | 1 | 02/11/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Linda Anne Wenker | 1264847 | 4 | 02/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Linda Jane Oleson | 1789629 | 4 | 12/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 11/21/2001 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |