Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Robert Fu | 708840 | 1 | 04/29/2003 | Customer Dispute | Pending | $12,419.00 | $0.00 | See FINRA Report |
| Robert Bennett Johnston | 1161633 | 4 | 04/29/2003 | Customer Dispute | Pending | $12,419.00 | $0.00 | See FINRA Report |
| Barrick Allyn Smart | 829239 | 4 | 03/25/2003 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| John Robert Bogucz | 733890 | 3 | 11/06/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Linda Anne Wenker | 1264847 | 4 | 08/28/2002 | Customer Dispute | Settled | $434,787.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 07/30/2002 | Customer Dispute | Denied | $83,091.50 | $0.00 | See FINRA Report |
| Norma Manlapaz Cunanan | 2986369 | 4 | 07/11/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 07/10/2002 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Charles Brian Conners | 1204160 | 3 | 07/02/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/10/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |