Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gaylord Wesley Rohloff | 1542216 | 10 | 04/26/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Richard Howard Case | 1235220 | 1 | 03/25/2024 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 03/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 5 | 03/06/2024 | Customer Dispute | Pending | $50,001.00 | $0.00 | See FINRA Report |
| Mark Katz | 3055019 | 4 | 02/20/2024 | Customer Dispute | Settled | $358,163.00 | $0.00 | See FINRA Report |
| John B Darmanian | 2899924 | 2 | 01/31/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 01/03/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 12/28/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 5 | 12/27/2023 | Customer Dispute | Pending | $89,500.00 | $0.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 12/22/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |