Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Irving Anson | 2919289 | 2 | 01/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William John McBride | 3124160 | 5 | 01/06/2006 | Customer Dispute | Denied | $7,734.70 | $0.00 | See FINRA Report |
| Vedran Joseph Nazor | 1001006 | 3 | 12/21/2005 | Customer Dispute | Award / Judgment | $25,000.00 | $4,000.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 06/15/2005 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 05/25/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 04/15/2005 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Timothy Podell | 2691011 | 4 | 04/06/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Brian Conners | 1204160 | 3 | 02/23/2005 | Customer Dispute | Settled | $720,000.00 | $0.00 | See FINRA Report |
| Russell Wayne Ketron | 268772 | 4 | 02/23/2005 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Michael Phillip Gorak | 4571631 | 1 | 08/05/2004 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |