Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Biddle | 21083 | 1 | 08/20/2009 | Customer Dispute | Award / Judgment | $200,000.00 | $35,043.00 | See FINRA Report |
| Daniel Welburn Crane | 1283381 | 2 | 08/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/31/2009 | Customer Dispute | Award / Judgment | $319,000.00 | $127,106.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/28/2009 | Customer Dispute | Settled | $360,230.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 06/25/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 04/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Linda Jane Oleson | 1789629 | 4 | 03/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 02/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jen Yung Lee | 2029561 | 1 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 02/10/2009 | Customer Dispute | Settled | $608,481.00 | $0.00 | See FINRA Report |