Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gino Nick Chiappetta | 2105561 | 3 | 12/07/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lyndon Alphonso Grey | 1789083 | 4 | 12/06/2010 | Customer Dispute | Settled | $504,617.00 | $0.00 | See FINRA Report |
| Kenneth David Eversfield | 4176227 | 2 | 12/03/2010 | Customer Dispute | Award / Judgment | $51,807.40 | $35,513.00 | See FINRA Report |
| Gerald Charles Roth | 842763 | 9 | 09/20/2010 | Customer Dispute | Denied | $22,167.00 | $0.00 | See FINRA Report |
| Anthony Richard Stella | 435090 | 2 | 07/23/2010 | Customer Dispute | Settled | $128,198.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 06/18/2010 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Garcia | 4389804 | 2 | 05/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 02/11/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 12/08/2009 | Customer Dispute | Settled | $733,000.00 | $0.00 | See FINRA Report |
| Mark Curtis Walter | 1884999 | 1 | 11/23/2009 | Customer Dispute | Denied | $9,444.32 | $0.00 | See FINRA Report |