Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Harry Schwartz | 4414183 | 2 | 05/06/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick McGrath | 1251254 | 11 | 04/01/2013 | Customer Dispute | Settled | $5,840.00 | $0.00 | See FINRA Report |
| Vedran Joseph Nazor | 1001006 | 3 | 10/17/2012 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 08/27/2012 | Customer Dispute | Denied | $53,117.40 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 08/27/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Travis Jay Henry | 3142890 | 1 | 06/19/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 08/30/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 07/21/2011 | Customer Dispute | Settled | $332,850.00 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 03/07/2011 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Albert Vincent Pette | 1423862 | 2 | 12/27/2010 | Customer Dispute | Settled | $122,881.00 | $0.00 | See FINRA Report |