Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Wayne Ketron | 268772 | 4 | 06/11/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Garcia | 4389804 | 2 | 06/08/2015 | Customer Dispute | Settled | $203,239.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 06/05/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Kazuyo Deguchi | 4395244 | 1 | 05/01/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Martz | 5118326 | 1 | 11/13/2014 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 10/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lorraine Dipaolo | 68468 | 1 | 08/01/2014 | Customer Dispute | Award / Judgment | $118,575.00 | $96,250.60 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 06/23/2014 | Customer Dispute | Closed-No Action | $6,825.00 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 05/08/2014 | Customer Dispute | Award / Judgment | $0.00 | $165,000.00 | See FINRA Report |
| Eric Daniel Silvestre | 3171573 | 3 | 12/16/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |