Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Feliciano | 2449455 | 1 | 04/08/2002 | Customer Dispute | Closed-No Action | $182,072.00 | $0.00 | See FINRA Report |
| Linda Anne Wenker | 1264847 | 4 | 02/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lisa-Ann Tomiko Nouchi | 2367719 | 3 | 07/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Linda Anne Wenker | 1264847 | 4 | 05/21/2001 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 08/16/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 11/10/1993 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 07/12/1991 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |