Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Amico | 2420410 | 2 | 05/27/1997 | Customer Dispute | Award / Judgment | $1,275.00 | $1,275.00 | See FINRA Report |
| Donald Alan Johnson | 1091451 | 3 | 12/14/1994 | Customer Dispute | Award / Judgment | $1,030,910.00 | $23,931.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 09/14/1994 | Customer Dispute | Award / Judgment | $55,188.20 | $10,000.00 | See FINRA Report |
| Robert Bennett Johnston | 1161633 | 4 | 10/13/1992 | Customer Dispute | Award / Judgment | $214,428.00 | $100,000.00 | See FINRA Report |
| Daniel Welburn Crane | 1283381 | 2 | 10/01/1990 | Customer Dispute | Award / Judgment | $150,000.00 | $46,000.00 | See FINRA Report |
| Frank Gilbert Nyerges | 1321369 | 2 | 10/30/1986 | Customer Dispute | Award / Judgment | $80,000.00 | $14,860.00 | See FINRA Report |
| Frank Gilbert Nyerges | 1321369 | 2 | 04/07/1986 | Customer Dispute | Award / Judgment | $9,559.66 | $9,559.66 | See FINRA Report |