Potomac Analytics' Logo

FINRA Broker Disclosures for United Brokerage Services, Inc

Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Brokerage Services, Inc. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Staten4801172106/05/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Brian Patrick Dean4199550204/11/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher Neil Williams2955577111/12/2008Customer DisputeSettled$20,000.00$0.00See FINRA Report
Brian Patrick Dean4199550206/04/2007Customer DisputeDenied$5,352.95$0.00See FINRA Report
Gregory Allen Dennis3179069108/14/2003RegulatoryFinal$0.00$0.00See FINRA Report
Michael Fillers Bolen2334043207/28/2003Customer DisputeDenied$150,000.00$0.00See FINRA Report
Akram Sadat Aleahmad2576947103/13/2003Customer DisputeDenied$9,700.00$0.00See FINRA Report
Michael Fillers Bolen2334043201/22/2003Employment Separation After Allegations$0.00$0.00See FINRA Report

8 Results

Display: