Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creand Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Xavier Antonio Castillo | 2197984 | 3 | 11/14/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Xavier Antonio Castillo | 2197984 | 3 | 10/28/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maria Dolores Castillo | 1429287 | 2 | 02/20/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Maria Esperanza Healy | 1704921 | 1 | 02/20/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Roger Rodriguez | 1208361 | 1 | 04/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Xavier Antonio Castillo | 2197984 | 3 | 04/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Dolores Castillo | 1429287 | 2 | 12/19/1991 | Customer Dispute | Award / Judgment | $98,500.00 | $72,000.00 | See FINRA Report |