Our Staff has compiled our research into a database of FINRA Broker Disclosures for GVC Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Gale Fulton | 215757 | 3 | 08/13/2010 | Customer Dispute | Award / Judgment | $1,055,000.00 | $896,347.00 | See FINRA Report |
| Richard Tyson Huebner | 1080361 | 1 | 08/13/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harlan James Scott | 1545214 | 5 | 04/25/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harlan James Scott | 1545214 | 5 | 07/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harlan James Scott | 1545214 | 5 | 02/11/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harlan James Scott | 1545214 | 5 | 02/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Gale Fulton | 215757 | 3 | 06/17/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gale Fulton | 215757 | 3 | 01/07/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harlan James Scott | 1545214 | 5 | 12/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Seefried | 1197520 | 1 | 09/19/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |