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FINRA Broker Disclosures for GVC Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for GVC Capital LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Gale Fulton215757308/13/2010Customer DisputeAward / Judgment$1,055,000.00$896,347.00See FINRA Report
Jon David Miller7085765104/25/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Tyson Huebner1080361108/13/2007Customer DisputeSettled$0.00$0.00See FINRA Report
Harlan James Scott1545214504/25/2002RegulatoryFinal$0.00$0.00See FINRA Report
Harlan James Scott1545214507/10/2000RegulatoryFinal$0.00$0.00See FINRA Report
Harlan James Scott1545214502/11/2000RegulatoryFinal$0.00$0.00See FINRA Report
Harlan James Scott1545214502/23/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Gregory Gale Fulton215757306/17/1992Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Gale Fulton215757301/07/1992Customer DisputeSettled$0.00$0.00See FINRA Report
Harlan James Scott1545214512/01/1989RegulatoryFinal$0.00$0.00See FINRA Report

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