Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicholas John Colarossi | 2351611 | 2 | 02/25/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Louis Gene Scatigna | 1218270 | 1 | 09/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Barbara Ann Arndt | 2623171 | 1 | 08/29/2001 | Customer Dispute | Denied | $32,667.40 | $0.00 | See FINRA Report |
Gerard Francis Clunan | 3154428 | 2 | 04/16/2001 | Customer Dispute | Closed-No Action | $27,399.00 | $0.00 | See FINRA Report |
Dennis Clifton Hewlett | 1178161 | 4 | 04/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ben Zion Kedem | 265914 | 3 | 09/05/2000 | Customer Dispute | Award / Judgment | $17,470.90 | $7,925.00 | See FINRA Report |
Ben Zion Kedem | 265914 | 3 | 05/08/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ben Zion Kedem | 265914 | 3 | 11/26/1996 | Customer Dispute | Settled | $55,001.00 | $0.00 | See FINRA Report |
Wayne Irving Brooks | 2142197 | 1 | 06/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gene L Rosintoski | 711735 | 2 | 01/23/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |