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FINRA Broker Disclosures for Leigh Baldwin & Co., LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicholas John Colarossi2351611202/25/2002Customer DisputeDenied$200,000.00$0.00See FINRA Report
Louis Gene Scatigna1218270109/17/2001RegulatoryFinal$0.00$0.00See FINRA Report
Barbara Ann Arndt2623171108/29/2001Customer DisputeDenied$32,667.40$0.00See FINRA Report
Gerard Francis Clunan3154428204/16/2001Customer DisputeClosed-No Action$27,399.00$0.00See FINRA Report
Dennis Clifton Hewlett1178161404/03/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Ben Zion Kedem265914309/05/2000Customer DisputeAward / Judgment$17,470.90$7,925.00See FINRA Report
Ben Zion Kedem265914305/08/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Ben Zion Kedem265914311/26/1996Customer DisputeSettled$55,001.00$0.00See FINRA Report
Wayne Irving Brooks2142197106/21/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Gene L Rosintoski711735201/23/1992Employment Separation After Allegations$0.00$0.00See FINRA Report

31 Results

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