Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Irving Brooks | 2142197 | 1 | 06/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gene L Rosintoski | 711735 | 2 | 01/23/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |