Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Glyn Evans | 4730539 | 4 | 07/09/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Glyn Evans | 4730539 | 4 | 06/28/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Glyn Evans | 4730539 | 4 | 06/28/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gerard Francis Clunan | 3154428 | 2 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Clifton Hewlett | 1178161 | 4 | 04/14/2004 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Brendan Richard Toomey | 2195420 | 1 | 08/25/2003 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Gene L Rosintoski | 711735 | 2 | 08/20/2003 | Customer Dispute | Settled | $6,334.73 | $0.00 | See FINRA Report |
| John Reid Shoemaker | 1929595 | 1 | 06/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Albert Leibundgut | 2631791 | 1 | 05/19/2003 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Nicholas John Colarossi | 2351611 | 2 | 05/05/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |