Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Richard Toomey | 2195420 | 1 | 08/25/2003 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Gene L Rosintoski | 711735 | 2 | 08/20/2003 | Customer Dispute | Settled | $6,334.73 | $0.00 | See FINRA Report |
| Eric Albert Leibundgut | 2631791 | 1 | 05/19/2003 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Nicholas John Colarossi | 2351611 | 2 | 02/25/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Arndt | 2623171 | 1 | 08/29/2001 | Customer Dispute | Denied | $32,667.40 | $0.00 | See FINRA Report |
| Gerard Francis Clunan | 3154428 | 2 | 04/16/2001 | Customer Dispute | Closed-No Action | $27,399.00 | $0.00 | See FINRA Report |
| Dennis Clifton Hewlett | 1178161 | 4 | 04/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ben Zion Kedem | 265914 | 3 | 09/05/2000 | Customer Dispute | Award / Judgment | $17,470.90 | $7,925.00 | See FINRA Report |
| Ben Zion Kedem | 265914 | 3 | 05/08/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ben Zion Kedem | 265914 | 3 | 11/26/1996 | Customer Dispute | Settled | $55,001.00 | $0.00 | See FINRA Report |